Reference Data Services
• Working as a Controller in Reference Data Services team for Account opening, Maintenance, Closure & Reactivation.
• Verifying all the details has been correctly updated as per requestor’s request in the system by the vendor team while working on Account opening, Maintenance, Closure & Reactivation.
• Working with the vendor team to ensure the processes are conduct in line.
• Performing Supervisory checks for the task completed by the Vendor team.
• Mitigating risk by performing due diligence check from operation team perspective.
• To process International prime brokerage account opening request making sure all the necessary details has been fulfilled based on requestors request and process.

Collateral Management - Portfolio Reconciliation
• Performing bilateral portfolio reconciliation on TriOptima platform (using Triresolve) on breaks such as mismatch in Legal entity, Agreement, MTM, Unmatched.
• Liaise with counterparty and internal teams to resolve breaks arising as per EMIR regulatory. To Check on margin call disputes with counterparty and internal teams to reconcile dispute attributes.
• Reviewing SOPs wherever required and also reviewing on yearly basis and reporting to onshore team.
• Performing controls check on daily basis to ensure that all the breaks were resolved.
• Providing status of breaks on weekly management call with Onshore team

Margin call booking and Data Integrity:
• Verifying all the OTC feeds flowing from upstream to collateral system and then approving Start of the day by issuing all Bank margin calls. • To process margin calls (ISDA & ISMA) issued by brokers on the basis of mark to market movement. • Handling margin calls for OTC derivatives and securities landing products on daily basis • Four eyeing all the manual margin calls sent to clients by team. • Agreeing and booking client margin calls and client responses to Bank’s call in the system. • Four eyeing and authorizing the large margin calls responses booked by team which are above 50 million. • Ensuring collateral moves are booked by team with in the cut-off time set as per the CSA • Substitution of any ineligible collateral received or any collateral securities that is maturing. • Monitoring group email box and routing the email to the concern person. • Booking and processing of all trades related to Securities Lending and Collateral Management • Exposure to securities lending, Collateral, equities swap, prime brokerage and hedge fund clients. Basic understanding of the financial industry and products

Dispute resolution: -
• Working with client/portrecs and initial margin team on dispute resolution. • Settlements of failed collateral trades (both cash and securities) on daily basis. • Working with static team if SSIs are missing in the system while booking the trades. • Working on collateral tagging report to ensure that no ineligible collateral has been received or any concentration limit is breached. • Performing bilateral portfolio reconciliation on TriOptima platform (using Triresolve) on breaks such as mismatch in Legal entity, Agreement, MTM, Unmatched. • Liaise with counterparty and internal teams to resolve breaks arising as per EMIR regulatory. To Check on margin call disputes with counterparty and internal teams to reconcile dispute attributes.

Interest processing: -
• Agreeing with broker collateral interest figures with certain limit set by client. • Settlement of all collateral interest figures with all brokers within first 10 business days. • Interacting with broker and bank via email and phone for interest figures and interest payment fail. • Providing broker collateral statements to client for month end audit and reconciliation.

Onboarding setup and CBV: -
• Perform call back verification and ensure correct SSI are been captured. • Acadia setups are completed with liaising with counterparty and client to smooth functioning of the margin call process. • Ensure proper reporting and data is published for the pending backlog of onboarding of accounts and setups.